ICTQual ISO 37301 Compliance Management System Lead Auditor Course
This course equips professionals to audit ISO 37301-based compliance management systems, assess compliance risks, identify nonconformities, report findings, recommend corrective actions, and support continual improvement through structured lead auditor practice.

Course Features
This ICTQual AB course is structured as a five-day lead auditor training programme with seven mandatory study units, practical compliance audit learning, and mandatory assessment through Approved Training Centres.
- ICTQual AB recognised ISO 37301 Compliance Management System Lead Auditor training
- Five-day training programme delivered through Approved Training Centres
- Seven structured study units covering compliance management and auditing
- Focus on ISO 37301 requirements, compliance risks, audit planning, evidence, reporting, and follow-up
- Available in online, in-person, or blended formats subject to Approved Training Centre delivery
- Mandatory assessment using 100 multiple-choice questions with a minimum 75% passing score
About This Course
The ICTQual ISO 37301 Compliance Management System Lead Auditor Course is designed for professionals who need the knowledge and skills to audit compliance management systems based on ISO 37301. It addresses the role of compliance auditing in helping organisations manage legal, regulatory, contractual, and ethical obligations.
Develop competence in compliance management system auditing
Understand ISO 37301 requirements and their application in audits
Learn to plan, prepare, conduct, report, and follow up compliance audits
Assess compliance risks, controls, evidence, and conformity
Strengthen professional capability in compliance, governance, risk, and audit roles
Support organisations in improving compliance culture, accountability, and integrity
What You'll Learn
Learners will gain practical knowledge of compliance management systems, ISO 37301 requirements, compliance risks, audit methods, reporting, corrective action, and continual improvement.
Understand the concept of compliance management systems and their significance in organisational governance
Gain familiarity with the purpose, scope, structure, principles, and requirements of ISO 37301
Identify, assess, prioritise, and manage compliance risks within an organisation
Understand the components of a compliance management framework, including policies, procedures, controls, monitoring, and enforcement
Plan and conduct compliance audits using appropriate audit techniques, evidence gathering, interviews, and ethical auditing practice
Assess conformity with ISO 37301, identify nonconformities, report findings, recommend corrective actions, and support continual improvement
Who Should Attend?
This course is suitable for professionals involved in compliance management, auditing, risk management, quality management, regulatory affairs, governance, and organisational assurance.
Compliance officers and compliance managers
Internal auditors and lead auditor candidates
Risk management professionals
Quality assurance and management system professionals
Regulatory affairs and governance professionals
Consultants, advisors, and professionals responsible for legal and ethical compliance
Course Content
Explore the comprehensive ICTQual ISO 37301 Compliance Management System Lead Auditor Course course content designed to help you master the material through structured modules and lessons.
Overview of ISO 37301
Compliance Risk Management
Compliance Management Framework
Conducting Compliance Audits
Auditing Compliance to ISO 37301
Continuous Improvement
Course Requirements
Learners should have a suitable foundation in compliance management, auditing, or related professional practice, with adequate communication skills for training and assessment.
Foundational understanding of compliance management principles, regulatory requirements, standards, governance, risk management, or auditing
Relevant educational background or professional experience in compliance, auditing, risk management, quality management, regulatory affairs, or related fields, with sufficient English language proficiency
Assessments
Assessment is mandatory and conducted through Approved Training Centres to evaluate learners’ understanding of course content and their ability to apply ISO 37301 compliance audit concepts in practice.
Mandatory assessment conducted through ICTQual AB Approved Training Centres
Quiz-based assessment consisting of 100 multiple-choice questions
Evaluation of learners’ comprehension of course material
Evaluation of learners’ ability to apply concepts in practical situations, with a minimum passing score of 75%
Progression
Successful completion can support professional advancement in compliance management, auditing, risk management, governance, consultancy, and related professional certification or academic pathways.
Advanced certifications in compliance management, auditing, risk management, or related disciplines
Specialisation in regulatory compliance, corporate governance, data privacy, environmental compliance, or other compliance fields
Leadership roles such as Compliance Manager, Compliance Director, Chief Compliance Officer, Audit Manager, or governance lead
Consulting, international compliance opportunities, academic progression, and professional development in compliance and audit practice
Apply Now For This Course
Fill out the application form below to enroll in ICTQual ISO 37301 Compliance Management System Lead Auditor Course. Our team will review your application and contact you shortly with enrollment details.








