ISO Standards

ICTQual ISO 37301 Compliance Management System Lead Auditor Course

This course equips professionals to audit ISO 37301-based compliance management systems, assess compliance risks, identify nonconformities, report findings, recommend corrective actions, and support continual improvement through structured lead auditor practice.

Awarding body ICTQual AB
Level Beginner
A group of professionals in an office discuss ISO 37301 Compliance Management Lead Auditor concepts, with laptops and documents on the table.

Course Features

This ICTQual AB course is structured as a five-day lead auditor training programme with seven mandatory study units, practical compliance audit learning, and mandatory assessment through Approved Training Centres.

  • ICTQual AB recognised ISO 37301 Compliance Management System Lead Auditor training
  • Five-day training programme delivered through Approved Training Centres
  • Seven structured study units covering compliance management and auditing
  • Focus on ISO 37301 requirements, compliance risks, audit planning, evidence, reporting, and follow-up
  • Available in online, in-person, or blended formats subject to Approved Training Centre delivery
  • Mandatory assessment using 100 multiple-choice questions with a minimum 75% passing score

About This Course

The ICTQual ISO 37301 Compliance Management System Lead Auditor Course is designed for professionals who need the knowledge and skills to audit compliance management systems based on ISO 37301. It addresses the role of compliance auditing in helping organisations manage legal, regulatory, contractual, and ethical obligations.

  • Develop competence in compliance management system auditing

  • Understand ISO 37301 requirements and their application in audits

  • Learn to plan, prepare, conduct, report, and follow up compliance audits

  • Assess compliance risks, controls, evidence, and conformity

  • Strengthen professional capability in compliance, governance, risk, and audit roles

  • Support organisations in improving compliance culture, accountability, and integrity

What You'll Learn

Learners will gain practical knowledge of compliance management systems, ISO 37301 requirements, compliance risks, audit methods, reporting, corrective action, and continual improvement.

  • Understand the concept of compliance management systems and their significance in organisational governance

  • Gain familiarity with the purpose, scope, structure, principles, and requirements of ISO 37301

  • Identify, assess, prioritise, and manage compliance risks within an organisation

  • Understand the components of a compliance management framework, including policies, procedures, controls, monitoring, and enforcement

  • Plan and conduct compliance audits using appropriate audit techniques, evidence gathering, interviews, and ethical auditing practice

  • Assess conformity with ISO 37301, identify nonconformities, report findings, recommend corrective actions, and support continual improvement

Who Should Attend?

This course is suitable for professionals involved in compliance management, auditing, risk management, quality management, regulatory affairs, governance, and organisational assurance.

  • Compliance officers and compliance managers

  • Internal auditors and lead auditor candidates

  • Risk management professionals

  • Quality assurance and management system professionals

  • Regulatory affairs and governance professionals

  • Consultants, advisors, and professionals responsible for legal and ethical compliance

Course Content

Explore the comprehensive ICTQual ISO 37301 Compliance Management System Lead Auditor Course course content designed to help you master the material through structured modules and lessons.

Introduction to Compliance Management Systems

1
Concept and purpose of compliance management systems
2
Significance of compliance management in organisational governance
3
Role of compliance management in legal and ethical adherence
4
Key regulatory frameworks and industry standards relevant to compliance management
5
Benefits of a systematic approach to compliance management

Overview of ISO 37301

Compliance Risk Management

Compliance Management Framework

Conducting Compliance Audits

Auditing Compliance to ISO 37301

Continuous Improvement

Course Requirements

Learners should have a suitable foundation in compliance management, auditing, or related professional practice, with adequate communication skills for training and assessment.

  • Foundational understanding of compliance management principles, regulatory requirements, standards, governance, risk management, or auditing

  • Relevant educational background or professional experience in compliance, auditing, risk management, quality management, regulatory affairs, or related fields, with sufficient English language proficiency

Assessments

Assessment is mandatory and conducted through Approved Training Centres to evaluate learners’ understanding of course content and their ability to apply ISO 37301 compliance audit concepts in practice.

  • Mandatory assessment conducted through ICTQual AB Approved Training Centres

  • Quiz-based assessment consisting of 100 multiple-choice questions

  • Evaluation of learners’ comprehension of course material

  • Evaluation of learners’ ability to apply concepts in practical situations, with a minimum passing score of 75%

Progression

Successful completion can support professional advancement in compliance management, auditing, risk management, governance, consultancy, and related professional certification or academic pathways.

  • Advanced certifications in compliance management, auditing, risk management, or related disciplines

  • Specialisation in regulatory compliance, corporate governance, data privacy, environmental compliance, or other compliance fields

  • Leadership roles such as Compliance Manager, Compliance Director, Chief Compliance Officer, Audit Manager, or governance lead

  • Consulting, international compliance opportunities, academic progression, and professional development in compliance and audit practice

Apply Now For This Course

Fill out the application form below to enroll in ICTQual ISO 37301 Compliance Management System Lead Auditor Course. Our team will review your application and contact you shortly with enrollment details.

Awarding BodyICTQual AB
LevelBeginner
Course CategoryISO Standards
Start Date
Deadline Date
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