ISO Standards

ICTQual ISO 37301 Compliance Management System Internal Auditor Course

This course develops skills to audit ISO 37301 compliance management systems, covering requirements, audit planning, evidence collection, reporting, corrective actions, and continual improvement.

Awarding body ICTQual AB
Level Beginner
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Course Features

This ICTQual AB course is a five-day training programme focused on internal auditing practices for ISO 37301 compliance management systems, with mandatory assessment through Approved Training Centres.

  • ICTQual AB awarded ISO 37301 Compliance Management System Internal Auditor Course
  • Five-day training programme delivered through Approved Training Centres
  • Eight mandatory study units covering compliance management and internal auditing
  • Focus on ISO 37301 requirements, audit planning, conducting audits, reporting, and follow-up
  • Suitable for online, in-person, or blended delivery as decided by the Approved Training Centre
  • Mandatory assessment through 100 multiple-choice questions with a required pass score of 75%

About This Course

The ICTQual ISO 37301 Compliance Management System Internal Auditor Course is designed to equip learners with the knowledge and skills needed to audit compliance management systems within organisations. It focuses on ISO 37301 requirements, compliance governance, audit methods, evidence collection, reporting, and corrective action follow-up.

  • Develop knowledge of ISO 37301 compliance management system requirements

  • Understand how compliance supports governance, ethics, and organisational integrity

  • Learn how to plan, conduct, report, and follow up internal audits

  • Identify nonconformities, risks, and opportunities for improvement

  • Support organisations in strengthening compliance frameworks and corrective actions

  • Build a foundation for further progression in compliance, risk, governance, and auditing roles

What You'll Learn

Learners will gain knowledge and practical understanding of ISO 37301 compliance management systems and the internal audit process from planning and preparation through audit reporting, follow-up, and continual improvement.

  • Explain the purpose and scope of a Compliance Management System

  • Understand the role of ISO 37301 in promoting ethical and responsible business practices

  • Interpret ISO 37301 clauses and requirements in compliance management practice

  • Plan internal audits aligned with ISO 37301 requirements

  • Conduct compliance management system audits using recognised audit techniques

  • Prepare audit reports, classify nonconformities, recommend corrective actions, and support follow-up improvement

Who Should Attend?

This course is intended for professionals involved in compliance management, risk management, legal affairs, governance, or auditing who need to audit, evaluate, and improve compliance management systems.

  • Compliance officers and compliance management professionals

  • Risk managers and risk management personnel

  • Legal affairs professionals involved in regulatory compliance

  • Internal auditors responsible for compliance management system audits

  • Governance and corporate accountability professionals

  • Individuals seeking to enhance skills in auditing ISO 37301 compliance management systems

Course Content

Explore the comprehensive ICTQual ISO 37301 Compliance Management System Internal Auditor Course course content designed to help you master the material through structured modules and lessons.

Introduction to Compliance Management Systems

1
Explain the purpose and scope of a Compliance Management System
2
Understand the role of ISO 37301 in promoting ethical and responsible business practices
3
Identify the benefits of implementing structured compliance frameworks
4
Recognise the relationship between compliance, risk management, and corporate governance
5
Describe how compliance systems support organisational integrity and stakeholder trust
6
Compare compliance management systems with other management frameworks

Fundamentals of Internal Auditing

Understanding ISO 37301 Requirements

Audit Preparation and Documentation

Conducting Compliance Management System Audits

Reporting and Follow-Up

Emerging Trends and Challenges in Compliance Management

Continuous Improvement and Professional Development

Course Requirements

Learners should meet the ICTQual AB entry requirements and have sufficient readiness to engage with compliance management, auditing principles, and English-language course materials and assessments.

  • Learners must be at least 18 years old at the time of registration

  • No specific educational qualifications are required

  • Backgrounds in law, business administration, compliance, or auditing are beneficial

  • Professional experience in compliance management, risk management, legal affairs, or auditing is beneficial but not mandatory

  • Learners should have sufficient English reading, writing, and communication proficiency

  • Prior familiarity with auditing principles and foundational knowledge of compliance management are beneficial

Assessments

Assessment is mandatory and conducted through Approved Training Centres using quizzes consisting of 100 multiple-choice questions designed to evaluate understanding and practical application of the course material.

  • Mandatory assessment conducted through Approved Training Centres

  • Quiz-based assessment consisting of 100 multiple-choice questions

  • Assessment evaluates comprehension of course material and ability to apply concepts in practical situations

  • Learners must achieve a minimum passing score of 75%

Progression

Successful completion supports progression into compliance, risk, governance, auditing, consultancy, leadership, and further professional development pathways related to ISO 37301 and other management system standards.

  • Progress into roles such as Compliance Officer, Risk Manager, or Corporate Governance Specialist

  • Progress towards ISO 37301 Lead Auditor development

  • Expand auditing expertise to related standards such as ISO 37001, ISO 9001, and ISO 31000

  • Develop opportunities in certification bodies, consultancy firms, multinational organisations, and regulated industries

  • Progress into senior roles such as Head of Compliance, Chief Risk Officer, or Director of Governance

  • Pursue advanced training, professional certifications, and continuous professional development in compliance, governance, risk, and auditing

Apply Now For This Course

Fill out the application form below to enroll in ICTQual ISO 37301 Compliance Management System Internal Auditor Course. Our team will review your application and contact you shortly with enrollment details.

Awarding BodyICTQual AB
LevelBeginner
Course CategoryISO Standards
Start Date
Deadline Date
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